# Dianne Funigiello

Dianne Funigiello is an investment adviser representative (IAR) with state registration records since 2006, appearing at 9 firms. Currently registered with UBS FINANCIAL SERVICES INC..

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2023-04-20 | present | Yes |
| [NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC](https://search.stillhousedata.com/firm/2881) | 2020-09-25 | 2021-12-23 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2018-03-19 | 2020-08-18 | — |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2014-09-26 | 2016-10-12 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2013-01-14 | 2014-08-06 | — |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2012-10-01 | 2013-01-07 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 2010-06-09 | 2012-10-01 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-11-10 | 2010-06-21 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2006-11-22 | 2009-12-14 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2430702)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2430702.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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