# Carlos Dardon

Carlos Dardon is an investment adviser representative (IAR) with state registration records since 2014, appearing at 5 firms. Currently registered with SOFI WEALTH LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SOFI WEALTH LLC](https://search.stillhousedata.com/firm/167958) | 2025-10-24 | present | Yes |
| [SIGMA PLANNING CORPORATION](https://search.stillhousedata.com/firm/110692) | 2024-04-23 | 2025-10-10 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2023-03-17 | 2024-04-25 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2022-09-08 | 2023-02-22 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2021-10-08 | 2022-08-16 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2014-04-01 | 2021-06-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2431044)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2431044.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.