# DAVID SHIGERU ONO

DAVID SHIGERU ONO is an investment adviser representative (IAR) with state registration records since 2013, appearing at 3 firms. Currently registered with BATES WEALTH MANAGEMENT, LLC.

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [BATES WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/284892) | 2016-09-28 | present | Yes |
| [TRANSAMERICA FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/16164) | 2014-01-22 | 2015-12-31 | — |
| [MODERN CAPITAL ADVISORS, LLC](https://search.stillhousedata.com/firm/131117) | 2013-01-10 | 2014-01-21 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2441625)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2441625.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.