# JAMES SIDNEY HERZIKOFF

JAMES SIDNEY HERZIKOFF is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2025-05-12 | present | Yes |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2017-10-11 | 2025-05-15 | — |
| [OPPENHEIMER & CO. INC.](https://search.stillhousedata.com/firm/249) | 2011-06-14 | 2017-10-13 | — |
| [CROWELL, WEEDON & CO.](https://search.stillhousedata.com/firm/193) | 2006-12-06 | 2011-06-14 | — |
| [SMART INVESTMENTS ADVISORY INCORPORATED](https://search.stillhousedata.com/firm/107778) | 2004-01-20 | 2006-12-07 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/244425)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/244425.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.