# Patricia L Smith

Patricia L Smith is an investment adviser representative (IAR) with state registration records since 2006, appearing at 7 firms. Currently registered with CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC..

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.](https://search.stillhousedata.com/firm/134139) | 2016-05-09 | present | Yes |
| [TRANSAMERICA FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/16164) | 2016-04-18 | 2016-05-10 | — |
| [TRIAD ADVISORS LLC](https://search.stillhousedata.com/firm/25803) | 2015-02-20 | 2015-04-09 | — |
| [KESTRA INVESTMENT SERVICES, LLC](https://search.stillhousedata.com/firm/42046) | 2012-05-03 | 2013-02-27 | — |
| [FINTRUST INVESTMENT ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/139887) | 2009-04-13 | 2012-05-31 | — |
| [GNI CAPITAL, LLC](https://search.stillhousedata.com/firm/114802) | 2007-04-26 | 2009-04-07 | — |
| [AMERICAN SECURITIES GROUP, INC.](https://search.stillhousedata.com/firm/43730) | 2006-09-05 | 2007-05-07 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2444251)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2444251.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.