# THOMAS ANTHONY ESPOSITO

THOMAS ANTHONY ESPOSITO is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with FIVE POINTS INVESTMENT ADVISORS, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [FIVE POINTS INVESTMENT ADVISORS, LLC](https://search.stillhousedata.com/firm/289903) | 2025-12-08 | present | Yes |
| [RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC](https://search.stillhousedata.com/firm/149018) | 2010-12-20 | 2017-11-13 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2008-09-24 | 2010-10-28 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2004-04-26 | 2008-09-16 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2002-07-08 | 2004-04-30 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 2002-01-02 | 2002-07-08 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2458783)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2458783.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
