# JAMES DENNIS UNDERWOOD

JAMES DENNIS UNDERWOOD is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with ASPEN CREEK WEALTH MANAGEMENT, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ASPEN CREEK WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/160649) | 2025-08-06 | present | Yes |
| [VIRTUE CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/167816) | 2020-10-20 | 2023-03-24 | — |
| [ROYAL FUND MANAGEMENT, LLC](https://search.stillhousedata.com/firm/144434) | 2013-05-06 | 2020-07-02 | — |
| [AMERICAN ELITE RETIREMENT](https://search.stillhousedata.com/firm/152499) | 2011-04-15 | 2012-11-08 | — |
| [BROOKSTONE CAPITAL MANAGEMENT LLC](https://search.stillhousedata.com/firm/141413) | 2010-07-06 | 2011-03-07 | — |
| [VALIC FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/42803) | 2004-08-10 | 2009-01-07 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2462628)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2462628.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.