# STEVEN ANDREW SMITH

STEVEN ANDREW SMITH is an investment adviser representative (IAR) with state registration records since 2008, appearing at 7 firms. Currently registered with TRANSAMERICA RETIREMENT ADVISORS, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [TRANSAMERICA RETIREMENT ADVISORS, LLC](https://search.stillhousedata.com/firm/107319) | 2022-06-22 | present | Yes |
| [UNITED CAPITAL FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/134600) | 2015-03-27 | 2015-08-04 | — |
| [CS CAPITAL MANAGEMENT INC](https://search.stillhousedata.com/firm/106328) | 2012-09-11 | 2015-05-28 | — |
| [FIFTH THIRD SECURITIES, INC.](https://search.stillhousedata.com/firm/628) | 2011-06-08 | 2012-08-02 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2009-11-30 | 2011-06-13 | — |
| [INVEST FINANCIAL CORPORATION](https://search.stillhousedata.com/firm/12984) | 2009-11-09 | 2009-12-01 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 2008-01-11 | 2009-10-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2472129)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2472129.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.