# ROGER JOEL CONDE

ROGER JOEL CONDE is an investment adviser representative (IAR) with state registration records since 2001, appearing at 11 firms. Currently registered with CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC..

## Registration history (12)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.](https://search.stillhousedata.com/firm/134139) | 2022-03-30 | present | Yes |
| [FOUNDERS FINANCIAL SECURITIES, LLC](https://search.stillhousedata.com/firm/137945) | 2019-10-31 | 2022-03-30 | — |
| [IRA WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/133403) | 2014-01-17 | 2019-07-03 | — |
| [FIRST ALLIED ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/137888) | 2013-07-18 | 2019-10-31 | — |
| [FINANCIAL COUNSELING RESOURCES LLC](https://search.stillhousedata.com/firm/108743) | 2011-09-22 | 2013-07-25 | — |
| [PACIFIC RETIREMENT ADVISORS, INC](https://search.stillhousedata.com/firm/148936) | 2009-02-05 | 2015-12-31 | — |
| [NPB FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/137743) | 2008-04-01 | 2013-07-18 | — |
| [J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/124446) | 2007-09-10 | 2008-04-02 | — |
| [NEXT FINANCIAL GROUP, INC.](https://search.stillhousedata.com/firm/46214) | 2005-11-03 | 2007-04-16 | — |
| [IRA WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/133403) | 2005-09-22 | 2005-11-01 | — |
| [PENNIALL & ASSOCIATES, INC.](https://search.stillhousedata.com/firm/121336) | 2002-07-15 | 2005-09-12 | — |
| [SUNAMERICA SECURITIES, INC.](https://search.stillhousedata.com/firm/20068) | 2001-08-08 | 2002-08-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2477484)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2477484.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.