# ERIC BRANDON BATES

ERIC BRANDON BATES is an investment adviser representative (IAR) with state registration records since 1998, appearing at 6 firms. Currently registered with RUBICON ADVISORS, GP.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RUBICON ADVISORS, GP](https://search.stillhousedata.com/firm/174447) | 2017-09-18 | present | Yes |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2015-06-30 | 2017-09-27 | — |
| [STIFEL, NICOLAUS & COMPANY, INCORPORATED](https://search.stillhousedata.com/firm/793) | 2009-06-15 | 2015-07-15 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-06-01 | 2009-06-26 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2003-05-09 | 2009-06-01 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 1998-08-24 | 2003-05-13 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2489387)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2489387.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.