# TIMOTHY RICHARD YEE

TIMOTHY RICHARD YEE is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [INDEPENDENT FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/7717) | 2015-07-08 | present | Yes |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2014-05-30 | 2015-06-10 | — |
| [SII INVESTMENTS, INC.](https://search.stillhousedata.com/firm/2225) | 2006-10-23 | 2014-06-02 | — |
| [OSAIC SERVICES, INC.](https://search.stillhousedata.com/firm/133763) | 2005-10-31 | 2006-11-01 | — |
| [SUNAMERICA SECURITIES, INC.](https://search.stillhousedata.com/firm/20068) | 2005-01-27 | 2005-10-31 | — |
| [T. ROWE PRICE ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/108958) | 2001-12-03 | 2004-11-05 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2492578)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2492578.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.