# JAMES HARRISON WAUGH

JAMES HARRISON WAUGH is an investment adviser representative (IAR) with state registration records since 2010, appearing at 6 firms. Currently registered with VIMA, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [VIMA, LLC](https://search.stillhousedata.com/firm/148833) | 2026-01-08 | present | Yes |
| [CITIZENS SECURITIES, INC.](https://search.stillhousedata.com/firm/39550) | 2016-10-05 | 2018-10-02 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2015-05-14 | 2016-08-09 | — |
| [GLOBAL FINANCIAL PRIVATE CAPITAL, INC.](https://search.stillhousedata.com/firm/132070) | 2014-12-16 | 2015-02-10 | — |
| [EAGLE STRATEGIES LLC](https://search.stillhousedata.com/firm/110826) | 2014-05-29 | 2014-07-01 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2010-08-26 | 2014-03-19 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2493764)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2493764.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.