# HARVEY THEO SCHWARTZ

HARVEY THEO SCHWARTZ is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2020-02-06 | present | Yes |
| [FSC SECURITIES CORPORATION](https://search.stillhousedata.com/firm/7461) | 2015-02-11 | 2019-12-31 | — |
| [TRIAD ADVISORS LLC](https://search.stillhousedata.com/firm/25803) | 2010-02-09 | 2014-12-31 | — |
| [FIRST LEGACY SECURITIES, LLC](https://search.stillhousedata.com/firm/47079) | 2009-10-29 | 2010-02-18 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2004-10-20 | 2009-10-20 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2498580)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2498580.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.