# ROBERT CHARLES DAUM

ROBERT CHARLES DAUM is an investment adviser representative (IAR) with state registration records since 2008, appearing at 6 firms. Currently registered with RAYMOND JAMES & ASSOCIATES, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [RAYMOND JAMES & ASSOCIATES, INC.](https://search.stillhousedata.com/firm/705) | 2018-01-25 | present | Yes |
| [KESTRA ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/283330) | 2017-03-30 | 2017-12-14 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2016-11-29 | 2017-02-21 | — |
| [DEUTSCHE BANK SECURITIES INC.](https://search.stillhousedata.com/firm/2525) | 2013-04-10 | 2015-02-27 | — |
| [STRUCTURED ASSET INVESTORS, LLC](https://search.stillhousedata.com/firm/131539) | 2011-03-07 | 2012-04-04 | — |
| [WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.](https://search.stillhousedata.com/firm/41936) | 2008-10-28 | 2009-12-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2502121)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2502121.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.