# KENNETH JAMES CAPPELLI

KENNETH JAMES CAPPELLI is an investment adviser representative (IAR) with state registration records since 2008, appearing at 7 firms. Currently registered with SEQUENT PLANNING, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SEQUENT PLANNING, LLC](https://search.stillhousedata.com/firm/160381) | 2026-03-19 | present | Yes |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 2024-06-14 | 2026-03-11 | — |
| [SECURITIES AMERICA ADVISORS, INC.](https://search.stillhousedata.com/firm/110518) | 2020-11-20 | 2024-06-14 | — |
| [EQUITABLE ADVISORS, LLC](https://search.stillhousedata.com/firm/6627) | 2016-11-08 | 2020-11-23 | — |
| [MUTUAL OF OMAHA INVESTOR SERVICES, INC.](https://search.stillhousedata.com/firm/611) | 2011-08-29 | 2016-11-08 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2008-04-08 | 2011-08-29 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2008-02-04 | 2008-04-09 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2504165)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2504165.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.