# RALPH ANTHONY NICOSIA

RALPH ANTHONY NICOSIA is an investment adviser representative (IAR) with state registration records since 1994, appearing at 9 firms. Currently registered with AE WEALTH MANAGEMENT, LLC.

## Registration history (11)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [AE WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/282580) | 2025-03-07 | present | Yes |
| [UMB FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/17073) | 2023-08-03 | 2025-01-10 | — |
| [UMB PRIVATE WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/306374) | 2022-11-10 | 2023-08-03 | — |
| [UMB FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/17073) | 2015-11-09 | 2022-11-09 | — |
| [BB&T INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/33856) | 2015-05-26 | 2015-06-05 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2011-01-03 | 2015-03-31 | — |
| [WELLS FARGO INVESTMENTS, LLC](https://search.stillhousedata.com/firm/10582) | 2007-05-16 | 2011-01-03 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2007-03-07 | 2007-04-30 | — |
| [WELLS FARGO INVESTMENTS, LLC](https://search.stillhousedata.com/firm/10582) | 2006-07-31 | 2007-02-26 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2003-03-13 | 2006-06-20 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 1994-10-12 | 2003-02-21 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2512126)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2512126.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.