# CHARLES GAROFALO

CHARLES GAROFALO is an investment adviser representative (IAR) with state registration records since 2007, appearing at 9 firms. Currently registered with BROOKSTONE CAPITAL MANAGEMENT LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [BROOKSTONE CAPITAL MANAGEMENT LLC](https://search.stillhousedata.com/firm/141413) | 2025-12-11 | present | Yes |
| [RONALD GELOK & ASSOCIATES, LLC](https://search.stillhousedata.com/firm/290950) | 2025-07-21 | 2025-09-19 | — |
| [EDWARD D. JONES & CO., L.P.](https://search.stillhousedata.com/firm/250) | 2024-03-28 | 2025-04-03 | — |
| [FIDELITY PERSONAL AND WORKPLACE ADVISORS](https://search.stillhousedata.com/firm/288590) | 2022-09-15 | 2024-03-26 | — |
| [PNC WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/129052) | 2021-03-04 | 2022-07-21 | — |
| [SANTANDER SECURITIES LLC](https://search.stillhousedata.com/firm/41791) | 2018-12-12 | 2021-02-16 | — |
| [BNY MELLON SECURITIES CORPORATION](https://search.stillhousedata.com/firm/231) | 2015-04-21 | 2018-04-27 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-06-01 | 2015-03-23 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2007-02-09 | 2009-06-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2520536)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2520536.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.