# JAMES ALLEN STEIN

JAMES ALLEN STEIN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2021-07-21 | present | Yes |
| [WADDELL & REED](https://search.stillhousedata.com/firm/866) | 2020-11-18 | 2021-07-21 | — |
| [CITIZENS SECURITIES, INC.](https://search.stillhousedata.com/firm/39550) | 2013-12-16 | 2020-11-19 | — |
| [PNC WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/129052) | 2008-01-14 | 2013-12-16 | — |
| [UVEST FINANCIAL SERVICES GROUP, INC.](https://search.stillhousedata.com/firm/13787) | 2006-02-15 | 2008-01-08 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2522336)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2522336.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.