# STEPHEN PETER WATHEN

STEPHEN PETER WATHEN is an investment adviser representative (IAR) with state registration records since 2001, appearing at 7 firms. Currently registered with CRESSET ASSET MANAGEMENT, LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CRESSET ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/288566) | 2020-06-25 | present | Yes |
| [HIGHTOWER ADVISORS, LLC](https://search.stillhousedata.com/firm/145323) | 2011-08-03 | 2016-03-10 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2010-08-10 | 2011-08-02 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2010-01-29 | 2010-07-02 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2009-12-22 | 2010-01-26 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2009-06-01 | 2009-11-27 | — |
| [MORGAN STANLEY & CO. LLC](https://search.stillhousedata.com/firm/8209) | 2008-02-21 | 2009-06-01 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2003-07-01 | 2008-01-14 | — |
| [PRUDENTIAL EQUITY GROUP, LLC](https://search.stillhousedata.com/firm/7471) | 2001-08-13 | 2003-07-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2523921)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2523921.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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