# JAMES EDWARD PINZKER

JAMES EDWARD PINZKER is an investment adviser representative (IAR) with state registration records since 1999, appearing at 5 firms. Currently registered with A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC](https://search.stillhousedata.com/firm/8361) | 2024-04-16 | present | Yes |
| [B. RILEY WEALTH ADVISORS, INC.](https://search.stillhousedata.com/firm/115927) | 2015-12-16 | 2024-04-18 | — |
| [OPPENHEIMER & CO. INC.](https://search.stillhousedata.com/firm/249) | 2012-04-19 | 2015-12-16 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2006-04-13 | 2012-04-27 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 1999-03-25 | 2006-04-25 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2525439)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2525439.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.