# JAMES SPOTTSWOOD TARDY

JAMES SPOTTSWOOD TARDY is an investment adviser representative (IAR) with state registration records since 1996, appearing at 4 firms. Currently registered with CORIENT PRIVATE WEALTH LP.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CORIENT PRIVATE WEALTH LP](https://search.stillhousedata.com/firm/319448) | 2022-11-19 | present | Yes |
| [RGT WEALTH ADVISORS](https://search.stillhousedata.com/firm/104953) | 2016-05-13 | 2023-03-31 | — |
| [CREDIT SUISSE SECURITIES (USA) LLC](https://search.stillhousedata.com/firm/816) | 2003-01-17 | 2016-03-02 | — |
| [PERSHING LLC](https://search.stillhousedata.com/firm/7560) | 1996-05-24 | 2003-01-17 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2530322)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2530322.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.