# GREGORY JAMES CARROLL

GREGORY JAMES CARROLL is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with WOLFF WIESE MAGANA LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [WOLFF WIESE MAGANA LLC](https://search.stillhousedata.com/firm/157620) | 2019-05-07 | present | Yes |
| [STERLING GLOBAL STRATEGIES, LLC](https://search.stillhousedata.com/firm/172404) | 2015-01-02 | 2019-07-02 | — |
| [STERLING GLOBAL STRATEGIES LLC](https://search.stillhousedata.com/firm/155166) | 2011-01-10 | 2014-12-31 | — |
| [TORREY PINES SECURITIES, INC.](https://search.stillhousedata.com/firm/17120) | 2010-11-10 | 2011-01-27 | — |
| [STERLING GLOBAL STRATEGIES LLC](https://search.stillhousedata.com/firm/155166) | 2010-11-09 | 2010-12-31 | — |
| [NRP ADVISORS, INC.](https://search.stillhousedata.com/firm/141430) | 2008-10-28 | 2010-11-09 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2001-07-27 | 2008-10-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2542500)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2542500.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.