# THERESA FRANCES SPATH

THERESA FRANCES SPATH is an investment adviser representative (IAR) with state registration records since 2012, appearing at 4 firms. Currently registered with ZUMA WEALTH LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ZUMA WEALTH LLC](https://search.stillhousedata.com/firm/311488) | 2025-03-03 | present | Yes |
| [OCEAN PARK ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/145634) | 2018-12-26 | 2021-02-01 | — |
| [SIERRA INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/106615) | 2015-09-01 | 2021-02-01 | — |
| [MERCER GLOBAL ADVISORS INC.](https://search.stillhousedata.com/firm/147363) | 2012-02-08 | 2015-08-06 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2554263)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2554263.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.