# ROBERTO RAMIRO PENA

ROBERTO RAMIRO PENA is an investment adviser representative (IAR) with state registration records since 2004, appearing at 7 firms. Currently registered with INSIGNEO ADVISORY SERVICES, LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [INSIGNEO ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/282589) | 2021-09-16 | present | Yes |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2012-04-09 | 2021-07-07 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2011-08-09 | 2012-03-20 | — |
| [VECTORGLOBAL IAG, INC.](https://search.stillhousedata.com/firm/147129) | 2011-03-02 | 2011-07-19 | — |
| [CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/131631) | 2009-05-28 | 2010-11-15 | — |
| [STANFORD GROUP COMPANY](https://search.stillhousedata.com/firm/39285) | 2005-10-17 | 2009-03-13 | — |
| [CITICORP INVESTMENT SERVICES](https://search.stillhousedata.com/firm/23988) | 2005-03-24 | 2005-06-09 | — |
| [CITICORP INVESTMENT SERVICES](https://search.stillhousedata.com/firm/23988) | 2004-09-30 | 2005-03-07 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2564642)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2564642.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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