# THOMAS M DOWLING

THOMAS M DOWLING is an investment adviser representative (IAR) with state registration records since 2005, appearing at 4 firms. Currently registered with A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC](https://search.stillhousedata.com/firm/8361) | 2021-06-30 | present | Yes |
| [AEGIS CAPITAL CORP.](https://search.stillhousedata.com/firm/15007) | 2017-06-27 | 2021-07-21 | — |
| [FSC SECURITIES CORPORATION](https://search.stillhousedata.com/firm/7461) | 2017-03-15 | 2017-06-30 | — |
| [AEGIS CAPITAL CORP.](https://search.stillhousedata.com/firm/15007) | 2010-03-24 | 2017-03-16 | — |
| [GUNNALLEN FINANCIAL, INC](https://search.stillhousedata.com/firm/17609) | 2005-09-29 | 2010-03-29 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2573963)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2573963.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.