# SUSAN K ROTH

SUSAN K ROTH is an investment adviser representative (IAR) with state registration records since 1998, appearing at 7 firms. Currently registered with ESSEX FINANCIAL SERVICES, INC..

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ESSEX FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/127549) | 2024-04-30 | present | Yes |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | 2019-04-11 | 2024-04-22 | — |
| [CFO CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/110950) | 2019-01-30 | 2019-03-20 | — |
| [PLANMEMBER SECURITIES CORPORATION](https://search.stillhousedata.com/firm/11869) | 2015-09-18 | 2017-01-05 | — |
| [WESTPORT RESOURCES MANAGEMENT INC](https://search.stillhousedata.com/firm/105306) | 2012-06-11 | 2015-06-11 | — |
| [KESTRA INVESTMENT SERVICES, LLC](https://search.stillhousedata.com/firm/42046) | 2011-05-12 | 2011-12-01 | — |
| [WESTPORT RESOURCES MANAGEMENT INC](https://search.stillhousedata.com/firm/105306) | 2005-04-20 | 2011-05-13 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 1998-08-24 | 2002-06-13 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2574898)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2574898.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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