# STEPHEN CHUNG-YEE LOH

STEPHEN CHUNG-YEE LOH is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with B. RILEY WEALTH ADVISORS, INC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [B. RILEY WEALTH ADVISORS, INC.](https://search.stillhousedata.com/firm/115927) | 2019-07-29 | present | Yes |
| [WEDBUSH SECURITIES INC.](https://search.stillhousedata.com/firm/877) | 2016-07-06 | 2019-08-01 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2011-01-03 | 2016-07-07 | — |
| [WELLS FARGO INVESTMENTS, LLC](https://search.stillhousedata.com/firm/10582) | 2006-03-27 | 2011-01-03 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2003-09-11 | 2006-02-10 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2582796)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2582796.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.