# Robert Maurice Surprenant

Robert Maurice Surprenant is an investment adviser representative (IAR) with state registration records since 2006, appearing at 8 firms. Currently registered with COMMONWEALTH EQUITY SERVICES, LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | 2021-01-08 | present | Yes |
| [QUESTAR ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/133358) | 2018-03-02 | 2018-03-16 | — |
| [SANTANDER SECURITIES LLC](https://search.stillhousedata.com/firm/41791) | 2012-09-26 | 2021-01-14 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2011-09-20 | 2012-09-19 | — |
| [WADDELL & REED](https://search.stillhousedata.com/firm/866) | 2010-11-11 | 2011-08-04 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2009-04-30 | 2010-11-15 | — |
| [MSI FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/14251) | 2007-04-13 | 2009-05-01 | — |
| [VALIC FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/42803) | 2006-01-12 | 2006-07-06 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2586762)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2586762.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.