# Joseph A Pallet

Joseph A Pallet is an investment adviser representative (IAR) with state registration records since 2007, appearing at 8 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (10)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2025-01-23 | present | Yes |
| [PRINCIPAL SECURITIES, INC.](https://search.stillhousedata.com/firm/1137) | 2024-07-20 | 2024-12-23 | — |
| [TRANSAMERICA RETIREMENT ADVISORS, LLC](https://search.stillhousedata.com/firm/107319) | 2017-04-27 | 2023-04-04 | — |
| [IFP ADVISORS, LLC](https://search.stillhousedata.com/firm/125112) | 2016-06-23 | 2017-03-17 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2015-12-21 | 2016-12-23 | — |
| [RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC](https://search.stillhousedata.com/firm/149018) | 2014-12-10 | 2015-11-24 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2011-02-25 | 2014-12-08 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 2010-02-25 | 2011-02-16 | — |
| [MSI FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/14251) | 2008-11-24 | 2010-02-26 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2007-12-19 | 2008-10-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2595006)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2595006.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.