# JAMES GILBERT CARROLL

JAMES GILBERT CARROLL is an investment adviser representative (IAR) with state registration records since 2003, appearing at 8 firms. Currently registered with EQUITABLE ADVISORS, LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [EQUITABLE ADVISORS, LLC](https://search.stillhousedata.com/firm/6627) | 2024-05-22 | present | Yes |
| [TRUIST ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/283390) | 2016-09-21 | 2024-05-28 | — |
| [TRUIST INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/17499) | 2014-11-17 | 2016-12-31 | — |
| [STRATEGIC ADVISERS LLC](https://search.stillhousedata.com/firm/104555) | 2013-05-15 | 2014-07-10 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2012-03-13 | 2013-03-12 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2010-03-29 | 2012-01-17 | — |
| [NEW ENGLAND SECURITIES](https://search.stillhousedata.com/firm/615) | 2009-09-18 | 2010-03-09 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2003-01-06 | 2009-05-13 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2599661)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2599661.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.