# James Joseph Barclay

James Joseph Barclay is an investment adviser representative (IAR) with state registration records since 2000, appearing at 4 firms. Currently registered with ADVISORS ASSET MANAGEMENT, INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ADVISORS ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/46727) | 2023-09-11 | present | Yes |
| [NORTH SQUARE INVESTMENTS, LLC](https://search.stillhousedata.com/firm/294355) | 2019-05-11 | 2023-11-08 | — |
| [OAK RIDGE INVESTMENTS, LLC](https://search.stillhousedata.com/firm/107066) | 2015-07-08 | 2018-08-15 | — |
| [NEUBERGER BERMAN BD LLC](https://search.stillhousedata.com/firm/2908) | 2000-06-28 | 2015-07-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2600457)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2600457.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.