# MICHAEL JOHN GUZZO

MICHAEL JOHN GUZZO is an investment adviser representative (IAR) with state registration records since 2004, appearing at 8 firms. Currently registered with PRINCIPAL SECURITIES, INC..

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PRINCIPAL SECURITIES, INC.](https://search.stillhousedata.com/firm/1137) | 2025-05-06 | present | Yes |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2024-07-22 | 2025-03-05 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2021-12-21 | 2024-04-15 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2014-12-03 | 2020-12-31 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2014-12-03 | 2021-01-11 | — |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2012-10-01 | 2014-12-02 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 2010-07-14 | 2012-10-01 | — |
| [LONG ISLAND FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/123439) | 2008-01-29 | 2010-08-17 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2004-08-05 | 2006-02-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2604788)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2604788.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.