# CAROL ANN SCHMIDLIN

CAROL ANN SCHMIDLIN is an investment adviser representative (IAR) with state registration records since 1998, appearing at 5 firms. Currently registered with PROSPERITY CAPITAL ADVISORS.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PROSPERITY CAPITAL ADVISORS](https://search.stillhousedata.com/firm/156480) | 2023-06-16 | present | Yes |
| [J. W. COLE ADVISORS, INC.](https://search.stillhousedata.com/firm/112294) | 2019-04-22 | 2023-06-26 | — |
| [GLOBAL FINANCIAL PRIVATE CAPITAL, INC.](https://search.stillhousedata.com/firm/132070) | 2013-01-09 | 2019-04-24 | — |
| [SIGMA PLANNING CORPORATION](https://search.stillhousedata.com/firm/110692) | 2011-10-24 | 2012-12-31 | — |
| [CADARET, GRANT & CO., INC.](https://search.stillhousedata.com/firm/10641) | 1998-01-05 | 2011-10-24 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2609764)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2609764.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.