# JOHN SMITH SWARTS

JOHN SMITH SWARTS is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with MML INVESTORS SERVICES, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MML INVESTORS SERVICES, LLC](https://search.stillhousedata.com/firm/10409) | 2017-03-25 | present | Yes |
| [MSI FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/14251) | 2013-07-16 | 2017-03-25 | — |
| [INDEPENDENT ALLIANCE ADVISORS, LLC](https://search.stillhousedata.com/firm/153867) | 2010-09-07 | 2012-02-14 | — |
| [CBF ADVISORS, LLC](https://search.stillhousedata.com/firm/134079) | 2005-10-04 | 2009-02-24 | — |
| [BNY MELLON ADVISORS, INC.](https://search.stillhousedata.com/firm/106108) | 2004-01-02 | 2004-03-22 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2613441)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2613441.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.