# DENA KATE SCHWARTZ

DENA KATE SCHWARTZ is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [INDEPENDENT FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/7717) | 2025-08-06 | present | Yes |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2023-08-31 | 2025-08-22 | — |
| [WELLS FARGO INVESTMENTS, LLC](https://search.stillhousedata.com/firm/10582) | 2004-08-31 | 2009-04-28 | — |
| [MUTUAL SERVICE CORPORATION](https://search.stillhousedata.com/firm/4806) | 2001-09-06 | 2003-03-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2626518)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2626518.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.