# RICHARD ALAN NORKIN

RICHARD ALAN NORKIN is an investment adviser representative (IAR) with state registration records since 1999, appearing at 6 firms. Currently registered with KESTRA ADVISORY SERVICES, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [KESTRA ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/283330) | 2023-10-03 | present | Yes |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 2023-09-01 | 2023-10-06 | — |
| [OSAIC SERVICES, INC.](https://search.stillhousedata.com/firm/133763) | 2017-11-13 | 2023-09-01 | — |
| [WESTERN INTERNATIONAL SECURITIES, INC.](https://search.stillhousedata.com/firm/39262) | 2009-07-27 | 2017-11-13 | — |
| [FINANCIAL WEST GROUP](https://search.stillhousedata.com/firm/16668) | 2003-02-06 | 2009-07-27 | — |
| [CONCOURSE FINANCIAL GROUP SECURITIES, INC.](https://search.stillhousedata.com/firm/15708) | 1999-02-01 | 2003-01-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2629571)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2629571.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.