# STEPHEN RICHARD SMITH

STEPHEN RICHARD SMITH is an investment adviser representative (IAR) with state registration records since 2000, appearing at 8 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2017-04-24 | present | Yes |
| [PNC MANAGED ACCOUNT SOLUTIONS, INC.](https://search.stillhousedata.com/firm/110476) | 2016-02-16 | 2017-03-16 | — |
| [ALLSTATE FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/109524) | 2015-08-26 | 2016-01-26 | — |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2014-01-21 | 2015-08-14 | — |
| [CETERA INVESTMENT SERVICES LLC](https://search.stillhousedata.com/firm/15340) | 2013-04-15 | 2014-01-21 | — |
| [BB&T INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/33856) | 2010-10-06 | 2013-04-01 | — |
| [RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC](https://search.stillhousedata.com/firm/149018) | 2009-05-27 | 2010-09-13 | — |
| [RAYMOND JAMES FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/6694) | 2003-06-13 | 2009-10-10 | — |
| [PRUDENTIAL EQUITY GROUP, LLC](https://search.stillhousedata.com/firm/7471) | 2000-08-10 | 2003-06-12 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2632131)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2632131.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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