# MICHAEL JOSEPH RUGGIERI

MICHAEL JOSEPH RUGGIERI is an investment adviser representative (IAR) with state registration records since 2005, appearing at 7 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2026-01-06 | present | Yes |
| [THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/140551) | 2023-07-05 | 2026-08-05 | — |
| [UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER](https://search.stillhousedata.com/firm/20804) | 2014-02-25 | 2025-05-07 | — |
| [OSAIC SERVICES, INC.](https://search.stillhousedata.com/firm/133763) | 2013-07-03 | 2014-02-03 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2011-06-08 | 2012-12-31 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2009-01-20 | 2011-06-01 | — |
| [CUE FINANCIAL GROUP, INC.](https://search.stillhousedata.com/firm/21033) | 2006-02-17 | 2009-01-21 | — |
| [USAA INVESTMENT SERVICES COMPANY](https://search.stillhousedata.com/firm/5475) | 2005-12-05 | 2006-01-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2652152)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2652152.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
