# CHARLES DOUGLAS HARTLEY

CHARLES DOUGLAS HARTLEY is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC](https://search.stillhousedata.com/firm/8361) | 2024-02-28 | present | Yes |
| [B. RILEY WEALTH ADVISORS, INC.](https://search.stillhousedata.com/firm/115927) | 2022-08-22 | 2024-03-04 | — |
| [B. RILEY WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/2543) | 2020-10-09 | 2022-12-31 | — |
| [WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC](https://search.stillhousedata.com/firm/11025) | 2013-02-01 | 2020-10-13 | — |
| [RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC](https://search.stillhousedata.com/firm/149018) | 2009-01-02 | 2013-02-04 | — |
| [RAYMOND JAMES FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/6694) | 2002-05-01 | 2009-01-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2658276)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2658276.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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