# Joseph M Brooks

Joseph M Brooks is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with SAPERE WEALTH MANAGEMENT, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SAPERE WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/119598) | 2024-05-01 | present | Yes |
| [NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC](https://search.stillhousedata.com/firm/2881) | 2018-10-23 | 2023-10-31 | — |
| [KESTRA ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/283330) | 2016-04-19 | 2018-10-08 | — |
| [KESTRA INVESTMENT SERVICES, LLC](https://search.stillhousedata.com/firm/42046) | 2010-11-30 | 2016-09-22 | — |
| [NRP ADVISORS, INC.](https://search.stillhousedata.com/firm/141430) | 2008-12-16 | 2010-11-29 | — |
| [KESTRA INVESTMENT SERVICES, LLC](https://search.stillhousedata.com/firm/42046) | 2005-04-01 | 2008-11-26 | — |
| [OSAIC FA, INC.](https://search.stillhousedata.com/firm/3978) | 2002-05-13 | 2003-06-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2664035)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2664035.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.