# TRICIA L GORDON

TRICIA L GORDON is an investment adviser representative (IAR) with state registration records since 2000, appearing at 7 firms. Currently registered with OSAIC INSTITUTIONS, INC..

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OSAIC INSTITUTIONS, INC.](https://search.stillhousedata.com/firm/35371) | 2017-04-06 | present | Yes |
| [KEY INVESTMENT SERVICES LLC](https://search.stillhousedata.com/firm/136300) | 2016-09-21 | 2017-04-05 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2011-05-31 | 2016-09-21 | — |
| [CONNECTICUT INVESTMENT MANAGEMENT](https://search.stillhousedata.com/firm/110462) | 2007-06-06 | 2009-12-11 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2004-10-20 | 2007-06-06 | — |
| [QUICK & REILLY, INC.](https://search.stillhousedata.com/firm/11217) | 2002-11-26 | 2004-10-20 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2000-06-22 | 2002-08-15 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2671358)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2671358.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.