# MICHAEL RALPH WINTER

MICHAEL RALPH WINTER is an investment adviser representative (IAR) with state registration records since 2015, appearing at 5 firms. Currently registered with HSBC SECURITIES (USA) INC..

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2025-01-07 | present | Yes |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2024-01-04 | 2024-12-24 | — |
| [VALIC FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/42803) | 2023-11-13 | 2023-12-20 | — |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2022-05-04 | 2023-11-21 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2022-02-15 | 2022-04-21 | — |
| [GLOBAL RETIREMENT PARTNERS LLC](https://search.stillhousedata.com/firm/172011) | 2021-05-25 | 2021-12-15 | — |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2015-12-16 | 2019-10-30 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2671654)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2671654.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.