# JAMES PARKER

JAMES PARKER is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2024-03-21 | present | Yes |
| [SORRENTO PACIFIC FINANCIAL, LLC](https://search.stillhousedata.com/firm/127787) | 2012-08-23 | 2013-08-01 | — |
| [PARTNERVEST ADVISORY SERVICES LLC](https://search.stillhousedata.com/firm/113621) | 2007-05-31 | 2012-07-16 | — |
| [CITICORP INVESTMENT SERVICES](https://search.stillhousedata.com/firm/23988) | 2006-06-27 | 2007-04-10 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2001-05-22 | 2006-08-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2681863)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2681863.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.