# CATERINA F FERRARO

CATERINA F FERRARO is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with D.A. DAVIDSON & CO..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [D.A. DAVIDSON & CO.](https://search.stillhousedata.com/firm/199) | 2023-09-28 | present | Yes |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2009-05-12 | 2023-09-22 | — |
| [JOHN HANCOCK INVESTMENT MANAGEMENT LLC](https://search.stillhousedata.com/firm/105790) | 2008-12-04 | 2009-04-15 | — |
| [JOHN HANCOCK DISTRIBUTORS LLC](https://search.stillhousedata.com/firm/5249) | 2004-05-05 | 2006-12-31 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2003-07-01 | 2003-12-31 | — |
| [PRUDENTIAL EQUITY GROUP, LLC](https://search.stillhousedata.com/firm/7471) | 2003-04-02 | 2003-07-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2685572)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2685572.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.