# David Alan King

David Alan King is an investment adviser representative (IAR) with state registration records since 2001, appearing at 9 firms. Currently registered with LPL ENTERPRISE, LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL ENTERPRISE, LLC](https://search.stillhousedata.com/firm/8733) | 2026-05-06 | present | Yes |
| [COMPASS FINANCIAL MANAGEMENT LLC](https://search.stillhousedata.com/firm/156345) | 2025-11-24 | 2026-05-18 | — |
| [ALLSTATE FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/109524) | 2025-08-01 | 2025-12-04 | — |
| [SIMPLICITY WEALTH LLC](https://search.stillhousedata.com/firm/300572) | 2024-07-29 | 2025-06-09 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2020-08-21 | 2024-07-05 | — |
| [UNITED CAPITAL FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/134600) | 2012-06-01 | 2020-09-18 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2009-10-23 | 2012-05-22 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2004-05-28 | 2009-10-23 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2001-05-04 | 2004-06-16 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2696068)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2696068.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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