# ANDREW DAVID HOROWITZ

ANDREW DAVID HOROWITZ is an investment adviser representative (IAR) with state registration records since 1997, appearing at 6 firms. Currently registered with ROCKEFELLER FINANCIAL LLC, ROCKEFELLER CAPITAL MANAGEMENT.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [ROCKEFELLER CAPITAL MANAGEMENT](https://search.stillhousedata.com/firm/294197) | 2025-08-11 | present | Yes |
| [ROCKEFELLER FINANCIAL LLC](https://search.stillhousedata.com/firm/291361) | 2020-03-16 | present | Yes |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2017-03-24 | 2020-03-17 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2011-12-21 | 2017-03-27 | — |
| [THE ESTATE MANAGEMENT GROUP, INC.](https://search.stillhousedata.com/firm/119293) | 2001-06-13 | 2011-11-29 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 1997-11-18 | 2011-11-25 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2696952)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2696952.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.