# JAMES WILLIAM UGONE

JAMES WILLIAM UGONE is an investment adviser representative (IAR) with state registration records since 2006, appearing at 2 firms. Currently registered with NOVEM GROUP.

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [AMERICAN PORTFOLIOS ADVISORS, INC](https://search.stillhousedata.com/firm/112697) | 2014-12-04 | 2014-12-31 | — |
| [NOVEM GROUP](https://search.stillhousedata.com/firm/158964) | 2014-11-10 | present | Yes |
| [AMERICAN PORTFOLIOS ADVISORS, INC](https://search.stillhousedata.com/firm/112697) | 2006-11-08 | 2014-11-24 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2699708)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2699708.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.