# Kimberly Lynn Oros

Kimberly Lynn Oros is an investment adviser representative (IAR) with state registration records since 2010, appearing at 7 firms. Currently registered with NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC](https://search.stillhousedata.com/firm/2881) | 2026-05-29 | present | Yes |
| [WEALTHSPIRE RETIREMENT ADVISORY](https://search.stillhousedata.com/firm/121254) | 2024-12-18 | 2026-03-18 | — |
| [EMPOWER ADVISORY GROUP, LLC](https://search.stillhousedata.com/firm/112058) | 2022-03-10 | 2024-11-13 | — |
| [CBIZ INVESTMENT ADVISORY SERVICES, LLC](https://search.stillhousedata.com/firm/286002) | 2018-12-19 | 2022-02-11 | — |
| [SEQUOIA FINANCIAL ADVISORS, L.L.C.](https://search.stillhousedata.com/firm/117756) | 2017-08-09 | 2018-12-31 | — |
| [M HOLDINGS SECURITIES, INC.](https://search.stillhousedata.com/firm/43285) | 2015-02-12 | 2017-05-05 | — |
| [PRINCIPAL SECURITIES, INC.](https://search.stillhousedata.com/firm/1137) | 2010-05-26 | 2015-02-04 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2708286)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2708286.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.