# CINDY Ann CARPENTER

CINDY Ann CARPENTER is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with VANGUARD ADVISERS, INC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [VANGUARD ADVISERS, INC.](https://search.stillhousedata.com/firm/106715) | 2022-03-07 | present | Yes |
| [MATSON MONEY, INC.](https://search.stillhousedata.com/firm/110425) | 2019-06-21 | 2022-02-03 | — |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2016-11-22 | 2019-02-05 | — |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | 2013-09-13 | 2016-10-24 | — |
| [NATIONAL PLANNING CORPORATION](https://search.stillhousedata.com/firm/29604) | 2006-01-30 | 2008-03-26 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2711708)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2711708.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.