# Gregory Stuart Swindling

Gregory Stuart Swindling is an investment adviser representative (IAR) with state registration records since 1998, appearing at 5 firms. Currently registered with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC](https://search.stillhousedata.com/firm/20472) | 2023-06-23 | present | Yes |
| [FISHER ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/107342) | 2020-12-16 | 2023-05-17 | — |
| [TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC](https://search.stillhousedata.com/firm/20472) | 2015-09-08 | 2020-11-13 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2007-07-30 | 2015-08-27 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2007-07-30 | 2015-08-27 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 1998-10-29 | 2002-08-09 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2714597)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2714597.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.